A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...

A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...

Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

JERSEY - WisdomTree Commodity Securities Limited, a Jersey-incorporated entity, has announced significant organizational changes effective immediately. The company has appointed Apex Financial ...

Tectonic Therapeutic has done well to advance its Fc-fusion protein candidate TX45 into a phase 2 study targeting patients ...

Company targets development of high value critical mineralization portfolio to help address domestic industrial supply ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...

FY25 net bookings guidance was revised to $7 billion to $7.15 billion, reflecting a 4%-6% year-over-year decline. GAAP revenue guidance was lowered to $7.25 billion to $7.4 billion.

The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...

This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.

Nigeria’s banking sector recorded a strong start to the year, with the NGX Banking Index surging by 9.76 per cent in January, significantly outperforming the broader market, according to a corporate ...