FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.

Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...

A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...

The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...

WealthRabbit emerges as a game changer in the fintech landscape with the launch of the first fully digital solution dedicated to managing SIMPLE IRA plans more efficiently. By combining WealthRabbit's ...

CNX Resources Corporation (NYSE: CNX) ("CNX" or "the company") announced today it has closed the acquisition of the natural gas upstream and associated midstream business of Apex Energy II, LLC ("Apex ...

What Happened: The latest Form 4 filing on Wednesday with the U.S. Securities and Exchange Commission uncovered Gonzalez, Board Member at Electronic Arts, exercising stock options for 185 shares of EA ...

What Happened: A notable Form 4 filing on Wednesday with the U.S. Securities and Exchange Commission revealed that Huber, Board Member at Electronic Arts, exercised stock options for 168 shares of EA, ...

We look forward to bringing the Apex assets into the CNX family ... take advantage of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 for any forward-looking ...