While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

Opinion: WilmerHale's Paul Connell, Swain Wood, and Ben Neaderland say the Trump administration's apparent pivot away from ...

According to Peirce, who heads the SEC Crypto Task Force, the potential order could allow firms to use digital ledger ...

While state securities enforcement divisions have cracked ... The same day, the New York Department of Financial Services announced it had obtained a $40 million settlement from Block Inc. over ...

The Securities and Exchange Commission reached a settlement with a crypto firm with ties to the White House in order to ...