Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.

This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...

A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...

The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...

WealthRabbit emerges as a game changer in the fintech landscape with the launch of the first fully digital solution dedicated to managing SIMPLE IRA plans more efficiently. By combining WealthRabbit's ...